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Understanding TCP, the Protocol

TCP is used everywhere, and understanding how TCP operates enables network and systems administrators to properly troubleshoot network communication issues.

TCP is wonderfully complex, but don't worry: We aren't going to tell you to go read RFC 793. This is a gentle introduction, or demystification, if you will. In this article we'll cover the TCP protocol, in only as much detail necessary to understand the basics of TCP, the protocol.

We sometimes hear people call it "the TCP/IP protocol suite,", which means that they're talking about layers 1-4 plus 7, similar to how we presented layers. TCP lives at layer 4, along with its unreliable friend UDP. TCP stands for Transmission Control Protocol, by the way. When a packet is encapsulated, we'll of course have the IP header at layer 3, and immediately following is the TCP header, which becomes the "data" for the IP header. TCP includes its own jargon, just like everything else. There was Ethernet frames, IP datagrams and now TCP segments. You can think of them all as packets, but be sure to use the correct terms when communicating with others.

While trying to think of other things people say about TCP, it seemed apropos to spend some time explaining the things people are trying to tell you. There's nothing worse than asking a guru a question, and getting a response like "well, it's end-to-end." If you knew TCP you'd know what this meant, but then you wouldn't have asked the question in the first place. Let's see what we can do about that.

Yes, TCP is end-to-end. There is no concept of broadcast, or anything like it. To speak TCP with another computer, you must be connected, like a telephone call, so each end is prepared to talk. "Stream delivery" is also another phrase you'll hear.

Key Terms To Understanding TCP, the protocol:

TCP
Abbreviation of Transmission Control Protocol, and pronounced as separate letters. TCP is one of the main protocols in TCP/IP networks.

protocol
An agreed-upon format for transmitting data between two devices. There are a variety of standard protocols from which programmers can choose.

UDP
A connectionless protocol that, like TCP, runs on top of IP networks.

TCP/IP
the suite of communications protocols used to connect hosts on the Internet. TCP/IP uses several protocols, the two main ones being TCP and IP.

This simply means that TCP works with data streams, and out of order packets are OK. In fact, TCP is even OK with lost or corrupted packets. It will eventually get them again. More likely you'll be hearing a programmer talking about streams, referring to the fact that it's hard to tell when data is actually going to be sent, and you can send unstructured data down a TCP stream. TCP can buffer things, in weird ways that sometimes don't make sense, but neither programmers nor users need to worry about that.

Whenever a TCP packet is sent, an acknowledgment, or ACK, is returned. This is really the only way to provide a reliable protocol: You must let the other side know if you have received things. Of course, people will want to improve on an inefficient system like this. Enter "piggybacking ACKs" into the picture. People call TCP "full duplex" because of piggybacking, because it lets both sides send data at the same time. This is accomplished by carrying the ACK for previous packet received within the current packet, piggybacked. In terms of preserving network utilization, this is much better than sending an entirely separate packet just to say "got it." Finally, there's the concept of a cumulative ACK: ACKing more than one packet at a time, to say "I got all the others, including this one."

In IP we deal with individual packets being part of a larger IP datagram. Remember, a TCP segment is an individual TCP packet. TCP is a stream, so there isn't really any other concept to worry about aside from a "connection." Maximum Segment Size, or MSS, is negotiated at connection time, but almost always changes. The default MSS is 536, which is 576 (the IP guaranteed minimum packet size) minus 20 bytes for the IP header and 20 bytes for the TCP header. TCP tries to avoid causing IP-level fragmentation, so it will almost always start with 536.

The sexiest feature of TCP still remains. This is the Sliding Window Protocol. The window is essentially the amount of un-ACKed data that has been sent, and it can grow and shrink at will. This gets really interesting, and will be covered next time.

The header of a TCP packet is 20 bytes, just like an IP's. Both IP and TCP headers can get larger, if options are used. TCP does not include an IP address. It needs to know only about the port on which to connect. Don't let this confuse you., though: TCP keeps track of end-to-end connections in a state table that includes IP addresses and ports. It's just that the header for TCP doesn't need the IP information, since it comes from IP.

It is easier to think of a packet as a stream, one byte after the next. Everyone always wants to show a table for the header, but this can confuse matters more. The TCP header, starting with the first bit is as follows:

  • Source port, 16 bits: my local TCP port that's used for this connection
  • Destination port, 16 bits: The remote machine's TCP port that I'm talking to
  • Sequence number, 32 bits: the number used to keep track of packet ordering
  • Acknowledgment number, 32 bits: the previously received sequence number that we're ACKing
  • Header length, 4 bits: the number of 32-bit words in the header. This is set to five, if no options are used
  • Reserved, 6 bits: reserved for future use
  • Flags, 6 bits total, each flag is one bit (on or off):
    • URG: urgent field pointer
    • ACK: this packet is (or includes) an ACK
    • PSH: push function (not used)
    • RST: reset, or terminate the connection
    • SYN: synchronization packet, aka Start Connection
    • FIN: final packet, start hang-up sequence
  • Window size, 16 bits: begins with the ACK field that the receiving side will accept
  • Checksum, 16 bits: a checksum of the TCP header and data
  • Urgent pointer, 16 bits: an offset from the sequence number that points to the data following URG data
  • Options: MSS, Window scale, and more. This is mostly the focus of our next installment on TCP.

Each side of the TCP connection uses the two pairs of IP address and Port to identify the connection, and sends the data on to the application that is listening on the port.

And that's all there is.

Just kidding, there is tons more to know about TCP. Inquiring minds can check out the Networking 101: TCP In More Depth on EnterpriseNetworkingPlanet.

Did You Know...
TCP is the most frequently used protocol, and lives at layer 4 in the protocol stack. TCP provides congestion control, reliability, and a stream on which to send data. To be efficient, TCP tries to send as much data as possible before getting an ACK back.


By Charlie Schluting

Adapted from EnterpriseNetworkingPlanet. The original article can be found here.  For more information on TCP, you can also check out the follow-up article; Networking 101: TCP In More Depth.

Last updated: April 14, 2006


Related Links

Networking 101: Understanding IP Addresses
Networks don't work without addresses: Whenever you are sending something, you need to specify where it should go and where it came from. To be an effective network engineer or administrator, you need to understand IP addresses backward and forward

Networking 101: TCP In More Depth
Last week's introduction to TCP promised that this article would enlighten, entertain and obviate all other documentation. Well the last one isn't quite possible in this much space, but let's go ahead and take a look at TCP operational issues, now that we know a little about what TCP actually is.

Understanding The Data Link Layer
What's more important than IP and routing? Well, Layer 2 is much more important when it's broken. Many people don't have the Spanning Tree Protocol (STP) knowledge necessary to implement a layer 2 network that's resilient.

The OSI Reference Model . Understanding Layers
It is time to take a trip up the OSI Reference Model, and learn what this mysterious thing is all about. The network stack is of great significance, but not so much that it's the first thing you should learn. Many so-called networking classes will start by teaching you to memorize the name of every layer and every protocol contained within this model. Don't do that. Do realize that layers 5 and 6 can be completely ignored, though.

Well-Known TCP Port Numbers
In TCP/IP and UDP networks, a port is an endpoint to a logical connection and the way a client program specifies a specific server program on a computer in a network. This list of well-known port numbers specifies the port used by the server process as its contact port.

The 7 Layers of the OSI Model
Use this handy guide to compare the different layers of the OSI model and understand how they interact with each other.




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